Appendix-I  
Checklist of Forms and other information/ documents for tariff filing for Hydro Stations
Form No. Title of Tariff Filing Forms (Hydro) Tick
     
FORM-1 Summary of Tariff Propasal  
FORM-2 Details of  type of hydro station, Capacity Index, Primary energy rate  
FORM-3 Salient Features of hydro electric project  
FORM-4 Details of Foreign  loans  
FORM-5 Abstract of Admitted Capital Cost for the existing Projects  
FORM-5A Abstract of  Capital Cost Estimates and Schedule of Commissioning for the New projects  
FORM-5B  Break up of capital Cost  
FORM-5C  Break up of Project Cost for Plant and Equipment  
FORM-5D Break-up of Construction/Supply/Service packages  
FORM-6 Financial Package upto COD  
FORM-7 Details of Project Specific Loans  
FORM- 8 Details of Allocation  of  corporate loans to various projects  
FORM-9 Statement of Additional Capitalisation after COD  
FORM-10 Financing of Additional Capitalisation  
FORM-11 Statement  of Depreciation  
FORM-12 Calculation of Depreciation Rate   
FORM-13 Calculation of weighted average rate of interest on actual loan  
FORM 13A Calcualtion of interest on loan  
FORM-14 Calculation of Advance Against Depreciation (AAD)  
FORM-15 Calculation of Interest on Working Capital  
FORM- 16 Draw Down Schedule for Calculation of IDC & Financing Charges  
FORM-17 Calculation of Operation & Maintenance Expenses  
FORM-18 Details of Operation & Maintenance Expenses  
Other Information/ Documents    
Sl. No. Information/Document Tick
1 Certificate of incorporation, Certificate for Commencing Business, Memorandum of Association & Article of Association ( for new station set up by a company making tariff application for the first time to CERC)  
2 Stationwise and Corporate  audited Balance Sheet and Profit & Loss Accounts with all the Schedules & annexures on COD of the station  and for the relevant years.  
3 Copies of relevant loan agreements  
4 Copies of the approval of Competent Authority for the Capital Cost  and Financial package.  
5 Copies of the Equity participation agreements and necessary approval for the foreign equity  
6 Copies of the BPSA/PPA with the beneficiaries, if any  
7 Detailed note giving reasons of time and cost over run, if applicable.  
8 Any other relevant information (Please specify)  
Note: Electronic copy in the form of CD/Floppy disc shall also be furnished.